Hannaian Business Training Institute

Continuing Legal, Accounting, & Financial Planning Education Program


Securities Trading & Investment Seminar
Course Coordinator
Harlington L. Hanna Jr., J.D.

16 hours of continuing legal education

No Course Registration Fees For Attorneys, Accountants & Certified Financial Planners

CLE Course Block 1

Course Outline

Understanding Intellectual Property Markets

8.00am-10.00am .....2 hrs

Moderator...Harlington L. Hanna Jr., J.D.

This C.L.E. block covers the basic legal principles, practices and philosophies used in the securities markets, including the basic business and operational structure used by investors and traders in the public securities markets. The lawyer will gain a basis for understanding how the art & science of Self-Controlled and Self-Directed investing works. This block covers the new philosophies and structure of investing which have dominated the new era of Internet based investing since 1998. It specifically identifies the emphasis put on intellectual properties and their relationship to the markets and investment philosophies. It covers basic history, definitions, and interpretations used in modern investing and trading practices within the public securities markets.

Understanding Intellectual Property Acquisitions, Valuation, and Philosophy....The Public & Private Markets
Harlington Hanna Jr., J.D.
The principles of intellectual properties, their valuation & importance in modern business. The importance of the capital markets globally, the principles of public and private investing in intellectual properties and in the capital markets generally.

Understanding Public Trading & Investments Generally
Steve Deveaux, NASD Registered Representative, and Financial Analyst. The ABC's of public capital market tarding and investing. The different capital markets and their functions.

Understanding the Essential Tools and Setup For Public Acquisitions & Trading
Dr. Roosevelt Jackson
Demonstration of Level One, Level II, other trading platforms, and the various tools used in modern public market trading and imvestment activities.

Understanding the Structure of Business Operations & The Approach to Trading for the Beginner
Dr. Dawn Thompson-Marshall
Overview of the essentials of public market trading and investment for the new trader & investor. The structuring of investment and trading activities for the neophyte.

CLE Course Block 2

Course Outline

Securities Trading & Investment Transactions

10.00am-12.00noon .....2 hrs

Moderator...Harlington L. Hanna Jr., J.D.

This C.L.E. block covers elements of the actual transactions and research modalities used in Self-Controlled and Directed Investments and Trading in the public securities markets. It details the various types of transactional orders and the practical usage of these orders in the marketplace. The lawyer will understand how such orders are place and why they are place, and the methods of research that traders and investors use in determining how and when to place orders.

Public Acquisition Trading & Investment Techniques
Live/Simulated Trading Sessions
Harlington L. Hanna Jr., J.D.
Understanding when to buy and when to sell in the public markets. Understanding the H.I.P.S. research report and sector ratings. How to recognize the Hannaian Spike, Drop & Roll. When, why, and how to place the reverse limit order. Which broker to use for which purposes. Understanding how to use Level II quotes and order executions. How to recognize pre-market indications. This session covers the details of techniques utilized for self directed and controlled buying and selling of stocks.

Understanding & Using Transactional Securities Orders
Steve Deveaux
Betty Williams ....Professional Trader
Using transactional orders in special situations to maximize returns, prevent losses and ensure proper fills.

Researching Intellectual Property Rich Securities in the Public Markets
Live/Simulated Trading Sessions
Harlington L. Hanna Jr., J.D.
Petrina Anderson
Investment research techniques and strategies. Stock screenings. Which tools to use. When to research. What to research. On-the-ground research, and more.

CLE Course Block 3

Course Outline

The SEC, NASD & Public Company Behavior .

1.00pm - 3.00pm .....2 hrs

Moderator...Harlington L. Hanna Jr., J.D.

This C.L.E. block covers specific elements of public company structure, S.E.C. filing compliance and the necessary documents, specific S.E.C. and N.A.S.D. rules which affect investors and traders. Specific information on the practical behavior of public companies and how they utilize various tools within the safe harbor provisions of the laws and S.E.C. rules to gain, maintain, and promote their public status and stock price will be discussed.

Understanding & Using SEC Filings & Documents
Harlington Hanna Esq.
Understanding the SEC filings and documents which publicly traded companies can, or must file with the SEC, and what they mean to investment and trading strategies.

Utilization & Mobilization of Public Company Structure
Roburt Dumas ......C.E.O., Dumas Enterprises

How & Why Public Companies Use News
Helen Bartlett-Hanna., M.A., J.D.

Understanding Public Company Behavior
Harlington L. Hanna Jr., J.D.

Technologies for Corporate & Business Productivity
Sam Heastie, Ed.D. ...Professor and C.E.O. Heastie Corporate Solutions

CLE Course Block 4

Course Outline

Investment Ethics, Fraud & Dispute Resolution

3.00pm - 5.00pm .....2 hrs

Moderator...Harlington L. Hanna Jr., J.D.

This C.L.E. block covers specific elements of investment ethics, fraud and the dispute resolution management of trading and investment problems. The lawyer will be introduced to various manipulative practices of market makers and brokers and specific details of S.E.C., N.A.S.D., and securities exchange & market rules for ethical and legal requirements for market participants and the rules for handling disputes over transactional orders.

The Ethics of Investing and Public Capital Market Participants
Helen Bartlett-Hanna., M.A., J.D.

New & Special NASDAQ & SEC Rules that Directly Affect the Value of Investments
Steve Deveaux, NASD Registered Representative, and Financial Analyst.
What successful investors and traders must know about Nasdaq & SEC rules which affect the value of investments & determine investment and trading strategies.

Understanding Market Maker Ethics & Market Manipulations
Steve Deveaux,
NASD Reg. Rep., & Financial Analyst...CAMBI Exec. Director
Understanding what Market Makers do, and how they can manipulate investments and trading outcomes.

Workshop - Stock Investors Dispute Resolution Techniques & Procedures.
Samuel Perkins Esq.,
Information every investor & trader in the public securities markets should have at their finger tips. In the modern trading and investment practice serious investors experience daily disputes over trade executions and brokerage practices and accountings. This workshop covers the processes and techniques needed to resolve these problems quickly and in the investor's favor.

CLE Course Block 5

Course Outline

Asset Protection & Financial Planning

8.00am -10.00am .....2 hrs

Moderator...Ingrid Bachelor C.P.A.

This C.L.E. block covers aspects of asset protection and financial planning specifically relevant to investors. Various asset protection and financial planning mechanisms will be discussed.

International Investing & Trusts
Heather L. Thompson Esq......Partner, Higgs & Johnson, Nassau Bahamas.
Investment Options & Opportunities, Asset Protection strategies.

Debt Management for the Investor
Ingrid Bachelor C.P.A.
Legal strategies for managing debt incurred in investments and money mangement activities.

Financial Planning For Investors
Steve Deveaux, NASD Registered Representative, and Financial Analyst.
Asset allocation & protection strategies, Estate Planning, Managing and protecting monies made from trading and investment activity.

Managing Investments and Taxes
Ingrid M. Bachelor C.P.A.
What successful investors and traders must know about managing their investments, business liabilities, and taxes. Understanding important business structures, practices, and strategies.


CLE Course Block 6

Course Outline

Real Estate Investments

10.00am-12.00noon .....2 hrs

Moderator ...... Elmira Gainey

This C.L.E. block covers aspects of real estate investing & planning specifically relevant to small investors. Various planning mechanisms will be discussed.

Real Estate Development Financing
Elliot Powell.....Chicago, Illinois
Real Estate Financing & Investment Options & Opportunities

Tenants in Common Investment strategies for real Estate Investors
Alvin Graham .....Wellington, Florida
Strategies for managing investments and money mangement for joint venture rel state investments.

International Real Estate Investing
Valerie Wells, Broker, Nassau, Bahamas
Janice Henfield, Financing International Real Estate Investments

Commercial Real Estate Investing
Elmira Gainey, Coldwell Banker, Stuart, Florida

CLE Course Block 7

Course Outline

Contracting for Investments

1.00pm - 3.00pm .....2 hrs

Moderator...Harlington L. Hanna Jr., J.D.

This C.L.E. block covers aspects of contracting for acquisition of investments law. Attendees will derive details of contract provisions and negotiations used in the business of investing, and mergers and acquisitions. A detailed evaluation of the contractual provisions involved in an intellectual property technology transfer contracts from the viewpoint of the attorney and the entrepreneur will be discussed.

Contracting & Acquisition of Venture Capital For Entrepreneurs & Investors
Roburt Dumas ......C.E.O., InterCapital Inc.

Merger & Acquisition Contracting For Small Entrepreneurs & Investors
Harlington L. Hanna Jr., J.D.

IPO & Public Company Support Mechanisms.....& Master Joint Venture Contracts
Helen Bartlett-Hanna., M.A., J.D.
Utilizing special processes to facilitate Initial Public Offerings, maintain and support Public companies, and special joint venture agreements necessary to structure such efforts.

Food Science & the Anatomy of an Intellectual Property Contract
Jules Rault ....C.E.O. Rault Foods Inc.

CLE Course Block 8

Course Outline

Corporate Financing & Development

3.00pm - 5.00pm .....2 hrs

Moderator...James Covington

This C.L.E. block covers specific elements involved with corporate startups and operations generally. Details of special aspects of investing in development of new businesses and the investments and tools needed in the specific sectors and industries of Health Care, Sports, Television, and Internet Technologies.

Investments in Health, Private & Public...
Dr. Joe Greer ......C.E.O., The Good Health Institute

Sports & Entertainment Investment Opportunities
Dr. Tommie Richardson .....Sports Agency
Investment Opportunities in Major League Auto Racing
Bruce Miller ....C.E.O United Nations Motorsports, Houston Texas

Internet Technologies, Broadband, & Business Applications...The Next Phase
James Covington .......C.E.O. Southeastern Consulting Group

Television & Film Documentary Productions
Gene Pace... President, Pace Productions & Media Group

The Investment Climate & Opportunities in Emerging Markets of Asia & China
Harlington Hanna Jr.

 


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