Hannaian
Business Training Institute
Continuing Legal, Accounting, & Financial Planning
Education Program
Securities
Trading & Investment Seminar
Course Coordinator
Harlington L. Hanna Jr., J.D.
16 hours of continuing legal education
No Course Registration Fees
For Attorneys, Accountants & Certified Financial
Planners
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CLE Course
Block 1
Course Outline
Understanding
Intellectual Property Markets
8.00am-10.00am
.....2 hrs
Moderator...Harlington
L. Hanna Jr., J.D.
This C.L.E. block covers the basic legal
principles, practices and philosophies used in the
securities markets, including the basic business
and operational structure used by investors and
traders in the public securities markets. The
lawyer will gain a basis for understanding how the
art & science of Self-Controlled and
Self-Directed investing works. This block covers
the new philosophies and structure of investing
which have dominated the new era of Internet based
investing since 1998. It specifically identifies
the emphasis put on intellectual properties and
their relationship to the markets and investment
philosophies. It covers basic history, definitions,
and interpretations used in modern investing and
trading practices within the public securities
markets.
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Understanding
Intellectual Property Acquisitions, Valuation, and
Philosophy....The Public & Private Markets
Harlington Hanna Jr., J.D.
The principles of intellectual properties,
their valuation & importance in modern
business. The importance of the capital markets
globally, the principles of public and private
investing in intellectual properties and in the
capital markets generally.
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Understanding Public
Trading & Investments
Generally
Steve Deveaux, NASD Registered
Representative, and Financial Analyst. The ABC's of
public capital market tarding and investing. The
different capital markets and their functions.
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Understanding the
Essential Tools and Setup For Public Acquisitions
& Trading
Dr. Roosevelt Jackson
Demonstration of Level One, Level II, other
trading platforms, and the various tools used in
modern public market trading and imvestment
activities.
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Understanding the
Structure of Business Operations & The Approach
to Trading for the Beginner
Dr. Dawn Thompson-Marshall
Overview of the essentials of public market
trading and investment for the new trader &
investor. The structuring of investment and trading
activities for the neophyte.
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CLE Course
Block 2
Course Outline
Securities
Trading & Investment
Transactions
10.00am-12.00noon
.....2 hrs
Moderator...Harlington
L. Hanna Jr., J.D.
This C.L.E. block covers elements of the actual
transactions and research modalities used in
Self-Controlled and Directed Investments and
Trading in the public securities markets. It
details the various types of transactional orders
and the practical usage of these orders in the
marketplace. The lawyer will understand how such
orders are place and why they are place, and the
methods of research that traders and investors use
in determining how and when to place orders.
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Public Acquisition
Trading & Investment Techniques
Live/Simulated
Trading Sessions
Harlington L. Hanna Jr., J.D.
Understanding when to buy and when to sell in the
public markets. Understanding the H.I.P.S. research
report and sector ratings. How to recognize the
Hannaian Spike, Drop & Roll. When, why, and how
to place the reverse limit order. Which broker to
use for which purposes. Understanding how to use
Level II quotes and order executions. How to
recognize pre-market indications. This session
covers the details of techniques utilized for self
directed and controlled buying and selling of
stocks.
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Understanding &
Using Transactional Securities Orders
Steve
Deveaux
Betty Williams
....Professional Trader
Using transactional orders in special situations to
maximize returns, prevent losses and ensure proper
fills.
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Researching
Intellectual Property Rich Securities in the Public
Markets
Live/Simulated
Trading Sessions
Harlington L. Hanna Jr.,
J.D.
Petrina Anderson
Investment research techniques and strategies.
Stock screenings. Which tools to use. When to
research. What to research. On-the-ground research,
and more.
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CLE Course
Block 3
Course Outline
The
SEC, NASD & Public Company Behavior .
1.00pm - 3.00pm .....2 hrs
Moderator...Harlington L. Hanna Jr.,
J.D.
This C.L.E. block covers specific elements of
public company structure, S.E.C. filing compliance
and the necessary documents, specific S.E.C. and
N.A.S.D. rules which affect investors and traders.
Specific information on the practical behavior of
public companies and how they utilize various tools
within the safe harbor provisions of the laws and
S.E.C. rules to gain, maintain, and promote their
public status and stock price will be
discussed.
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Understanding &
Using SEC Filings &
Documents
Harlington Hanna Esq.
Understanding the SEC filings and documents
which publicly traded companies can, or must file
with the SEC, and what they mean to investment and
trading strategies.
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Utilization &
Mobilization of Public Company
Structure
Roburt Dumas ......C.E.O., Dumas
Enterprises
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How & Why Public
Companies Use News
Helen Bartlett-Hanna., M.A.,
J.D.
Understanding Public
Company Behavior
Harlington L. Hanna Jr.,
J.D.
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Technologies for
Corporate & Business Productivity
Sam Heastie, Ed.D.
...Professor and C.E.O. Heastie Corporate
Solutions
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CLE Course
Block 4
Course Outline
Investment
Ethics, Fraud & Dispute Resolution
3.00pm - 5.00pm .....2 hrs
Moderator...Harlington L. Hanna Jr.,
J.D.
This C.L.E. block covers specific elements of
investment ethics, fraud and the dispute resolution
management of trading and investment problems. The
lawyer will be introduced to various manipulative
practices of market makers and brokers and specific
details of S.E.C., N.A.S.D., and securities
exchange & market rules for ethical and legal
requirements for market participants and the rules
for handling disputes over transactional
orders.
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The Ethics of
Investing and Public Capital Market
Participants
Helen Bartlett-Hanna., M.A., J.D.
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New & Special
NASDAQ & SEC Rules that Directly Affect the
Value of Investments
Steve Deveaux, NASD Registered
Representative, and Financial Analyst.
What successful investors and traders must know
about Nasdaq & SEC rules which affect the value
of investments & determine investment and
trading strategies.
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Understanding Market
Maker Ethics & Market
Manipulations
Steve Deveaux, NASD Reg. Rep., &
Financial Analyst...CAMBI Exec. Director
Understanding what Market Makers do, and how they
can manipulate investments and trading
outcomes.
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Workshop - Stock
Investors Dispute Resolution Techniques &
Procedures.
Samuel Perkins Esq.,
Information every investor & trader in the
public securities markets should have at their
finger tips. In the modern trading and investment
practice serious investors experience daily
disputes over trade executions and brokerage
practices and accountings. This workshop covers the
processes and techniques needed to resolve these
problems quickly and in the investor's favor.
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CLE Course
Block 5
Course Outline
Asset
Protection & Financial Planning
8.00am -10.00am .....2 hrs
Moderator...Ingrid Bachelor
C.P.A.
This C.L.E. block covers aspects of asset
protection and financial planning specifically
relevant to investors. Various asset protection and
financial planning mechanisms will be
discussed.
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International
Investing & Trusts
Heather L. Thompson
Esq......Partner, Higgs & Johnson, Nassau
Bahamas.
Investment Options &
Opportunities, Asset Protection strategies.
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Debt Management for
the Investor
Ingrid Bachelor C.P.A.
Legal strategies for managing debt incurred in
investments and money mangement activities.
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Financial Planning
For Investors
Steve Deveaux, NASD Registered
Representative, and Financial Analyst.
Asset allocation & protection strategies,
Estate Planning, Managing and protecting monies
made from trading and investment activity.
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Managing Investments
and Taxes
Ingrid M. Bachelor C.P.A.
What successful investors and traders must know
about managing their investments, business
liabilities, and taxes. Understanding important
business structures, practices, and strategies.
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CLE Course
Block 6
Course Outline
Real
Estate Investments
10.00am-12.00noon .....2 hrs
Moderator ...... Elmira Gainey
This C.L.E. block covers aspects of real estate
investing & planning specifically relevant to
small investors. Various planning mechanisms will
be discussed.
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Real Estate
Development Financing
Elliot Powell.....Chicago,
Illinois
Real Estate Financing &
Investment Options & Opportunities
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Tenants in Common
Investment strategies for real Estate
Investors
Alvin Graham .....Wellington, Florida
Strategies for managing investments and money
mangement for joint venture rel state
investments.
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International Real
Estate Investing
Valerie Wells, Broker, Nassau, Bahamas
Janice Henfield, Financing International
Real Estate Investments
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Commercial Real
Estate Investing
Elmira Gainey, Coldwell Banker, Stuart,
Florida
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CLE Course
Block 7
Course Outline
Contracting
for Investments
1.00pm - 3.00pm .....2 hrs
Moderator...Harlington L. Hanna Jr.,
J.D.
This C.L.E. block covers aspects of contracting
for acquisition of investments law. Attendees will
derive details of contract provisions and
negotiations used in the business of investing, and
mergers and acquisitions. A detailed evaluation of
the contractual provisions involved in an
intellectual property technology transfer contracts
from the viewpoint of the attorney and the
entrepreneur will be discussed.
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Contracting &
Acquisition of Venture Capital For Entrepreneurs
& Investors
Roburt Dumas ......C.E.O., InterCapital
Inc.
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Merger &
Acquisition Contracting For Small Entrepreneurs
& Investors
Harlington L. Hanna Jr., J.D.
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IPO & Public
Company Support Mechanisms.....& Master Joint
Venture Contracts
Helen Bartlett-Hanna., M.A.,
J.D.
Utilizing special processes to facilitate Initial
Public Offerings, maintain and support Public
companies, and special joint venture agreements
necessary to structure such efforts.
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Food Science &
the Anatomy of an Intellectual Property
Contract
Jules Rault ....C.E.O. Rault
Foods Inc.
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CLE Course
Block 8
Course Outline
Corporate
Financing & Development
3.00pm - 5.00pm .....2 hrs
Moderator...James Covington
This C.L.E. block covers specific elements
involved with corporate startups and operations
generally. Details of special aspects of investing
in development of new businesses and the
investments and tools needed in the specific
sectors and industries of Health Care, Sports,
Television, and Internet Technologies.
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Investments in
Health, Private & Public...
Dr. Joe Greer ......C.E.O., The Good Health
Institute
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Sports &
Entertainment Investment Opportunities
Dr. Tommie Richardson
.....Sports
Agency
Investment Opportunities in Major League Auto
Racing
Bruce Miller ....C.E.O United
Nations Motorsports, Houston Texas
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Internet
Technologies, Broadband, & Business
Applications...The Next Phase
James Covington .......C.E.O.
Southeastern Consulting Group
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Television &
Film Documentary Productions
Gene Pace... President, Pace
Productions & Media Group
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The Investment
Climate & Opportunities in Emerging Markets of
Asia & China
Harlington Hanna Jr.
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